Cesare Lombroso, Preface to Criminal Man [...] (1911)

summarised by Gina Lombroso Ferrero

[Source: Criminal Man / according to the classification of Cesare Lombroso / briefly summarised by his daughter Gina Lombroso Ferrero / with an introduction by Cesare Lombroso (NY: Putnams/Knickerbocker Press 1911), available at Internet Archive - online - accessed 04.06.2012.]


CONTENTS
PART I: The Criminal World. Chap. I. THE BORN CRIMINAL: Classical and modern schools of penal jurisprudence—Physical anomalies of the born criminal — Senses and functions — Psychology — Intellectual manifestations — The criminal in proverbial sayings [3] Chap. II. THE BORN CRIMINAL AND HIS RELATION TO MORAL INSANITY AND EPILEPSY: Identity of born criminals and the morally insane — Analogy of physical and psychic characters, origin and development— Epilepsy — Multiformity of disease — Equivalence of certain forms to criminality — Physical and psychic characters — Cases of moral insanity with latent epileptic phenomena [52]; Chap. III. THE INSANE CRIMINAL: General forms of criminal insanity, imbecility, melancholia, general paralysis, dementia, monomania — Physical and psychic characters of the mentally deranged — Special forms of criminal insanity — Inebriate lunatics from inebriation — Physical and psychic characters — Specific crimes — Epileptic lunatics — Manifestations — Hysterical lunatics — Physical and functional characters — Psychology [74]; Chap. IV. CHIMINALOIDS: Psychology — Tardy adoption of criminal career — Repentance— Confession — Moral sense and affections — Habitual criminals — Juridical criminals — Criminals of passion [100].
PART II: Crime, Its Origin, Cause, and Cure. Chap. I. ORIGIN AND CAUSES OF CRIME: Atavistic origin of crime — Criminality in children — Pathological origin of crime — Direct and indirect heredity — Illnesses, intoxications, and traumatism — Alcoholism — Social causes of crime — Education and environment — Atmospheric and climatic influences — Density of population— Imitation — Immigration — Prison life — Economic conditions — Sex — Age [125]; Chap. II. THE PREVENTION OF CRIME: Preventive institutions for children and young people — Homes for orphans and destitute children — Colonies for unruly youths — Institutions for assisting adults — Salvation Army.[153 Chap. III. METHODS FOR THE CURE AND REPRESSION OF CRIME: Juvenile offenders — Children’s Courts — Institutions for female offenders — Minor offenders, criminals of passion, political offenders, and criminaloids — Probation system and indeterminate sentence — Reformatories — Penitentiaries— Institutes for habitual criminals — Penal colonies — Institutions for born criminals and the morally insane — Asylums for insane criminals — Capital punishment — Symbiosis.  [175].
PART IIICHARACTERS AND TYPES OF CRIMINALS. Chap. I. EXAMINATION OF CRIMINALS: Antecedents and psychology — Methods of testing intelligence and emotions — Alorbid phenomena — Speech, memor3% and handwriting — Clothing — Physical examination — Tests of sensibility and senses — Excretions — Table of anthropological examination of criminals and the insane [219]; Chap. II. SUMMARY OF CHIEF FORMS OF CRIMINALITY TO AID IN DISTINGUISHING BETWEEN CRIMINALS AND LUNATICS AND IN DETECTING SIMULATIONS OF INSANITY: A few cases showing the practical application of criminal anthropology [258].
APPENDIX: Works of Cesare Lombroso (Briefly Summarised): I. The Man of Genius [283]; II. Criminal Man [288]. III. The Female Offender. (in collaboration with Guglielmo Ferrero.) [.201];; IV. Political Crime. (in collaboration with Rodolfo Laschi) [294];; V. Too Soon: A Criticism of the New Italian Penal Code [298]; VI. Prison Palimpsests: Studies in Prison Inscriptions [200]; VII. Ancient and Modern Crimes  [302]; VIII. Diagnostic Methods of Legal Psychiatry [303  ]; IX. Anarchists [305]; X. Lectures on Legal Medicine [307]; XI. Recent Discoveries in Psychiatry and Criminal Anthropology and the Practical Application of these Sciences [309]; Bibliography of the Chief Works of Cesare Lombroso [310]; Index [315].
 

ILLUSTRATIONS: Fossette Occipital [6]; Skull Formation [11]; Skull Formation [11]; Head of Criminal [16]; Head of Crlminal [16]; Layers of the Frontal Region [23]; Figures Made in Prison. Murder of a Sleeping Victim [32]; Fig. 8. Crucifix Poignard  [32]; Fig. 9. Water-Jugs [42]; Fig. 10. Drawings in Script. Discovered by De Blasio [44]; Fig. II. Alphabet. Discovered by De Blasio [45]; Fig. 12. Boy Morally Insane [56]; Fig. 13. Boy Morally Insane .[56]; Fig. 14. An Epileptic Boy [60]; Fig.15. Fernando. Epileptic [60]; Fig.16. Italian Criminal. A Case of Alcoholism 82]; Fig. 17- Signatures of Criminals [163]; Fig. 18. Criminal Girl [114]; Fig. 19- The Brigand Salomone [114]; Fig. 20. Brigand Gasparone [166]; Fig. 21. Brigand Caserio [120]; Fig. 22. Terra - Cotta Bowls. Designed by a Criminal [134]; Fig. 23- Art Production from Prison [136]; Fig. 24. A Combat between Brigands and Gendarmes. Designed by a Criminal [136]; Fig. 25. A Volumetric Glove [224]; Fig. 26. Head of a Criminal. Epileptic [224]; Fig. 27. Anton Otto Krauser. Apache .[236]; Fig. 28. A Criminal ’s Ear [224]; Fig. 29. Anthropometer [237]; Fig. 30. Craniograph Anfossi [238]; Fig. 31. Pelvimeter [239]; Fig. 32. Diagram of Skull [241]; Fig. 33. Diagram of Skull [241]; Fig. 34. Esthesiometer [245]; Fig. 35. Algometer [248]; Fig. 36. Campimeter of Landolt (Modified [248)]; Fig. 37. Diagram Showing Normal Vision [250]; Fig. 38. Dynamometer [253]; Fig. 39. Head of an Italian Criminal .[254]. (Available at Internet Archive - online.

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Extracts

[...]

The idea first came to me in 1864, when, as an army doctor, I beguiled my ample leisure with a series of studies on the Italian soldier. From the very beginning I was struck by a characteristic that distinguished the honest soldier from his vicious The first idea came to me in 1864, when, as an army doctor, I beguiled my ample leisure with a series of studies on the Italian soldier. From the very beginning I was struck by a characteristic that distinguished the honest soldier from his vicious comrade: the extent to which the latter was tattooed and the indecency of the designs that covered his body. This idea, however, bore no fruit.

The second inspiration came to me when on one occasion, amid the laughter of my colleagues, I sought to base the study of psychiatry on experimental methods. When in ’66, fresh from the atmosphere of clinical experiment, I had begun to study psychiatry, [xii] I realised how inadequate were the methods hitherto held in esteem, and how necessary it was, in studying the insane, to make the patient, not the disease, the object of attention. In homage to these ideas, I applied to the clinical examination of cases of mental alienation the study of the skull, with measurements and weights, by means of the esthesiometer and craniometer. Reassured by the result of these first steps, I sought to apply this method to the study of criminals - that is, to the differentiation of criminals and lunatics, following the example of a few investigators, such as Thomson and Wilson; but as at that time I had neither criminals nor moral imbeciles available for observation (a remarkable circumstance since I was to make the criminal my starting-point), and as I was skeptical as to the existence of those “moral lunatics” so much insisted on by both French and English authors, whose demonstrations, however, showed a lamentable lack of precision, I was anxious to apply the experimental method to the study of the diversity, rather than the analogy, between lunatics, criminals, and normal individuals. Like him, however, whose lantern lights the road for others, while he himself stumbles in the darkness, this method proved useless for determining the differences between criminals and lunatics, but served instead to [xiii] indicate a new method for the study of penal jurisprudence, a matter to which I had never given serious thought. I began dimly to realise that the a priori studies on crime in the abstract, hitherto pursued by jurists, especially in Italy, with singular acumen, should be superseded by the direct analytical study of the criminal, compared with normal individuals and the insane.

I, therefore, began to study criminals in the Italian prisons, and, amongst others, I made the acquaintance of the famous brigand Vilella. This man possesssed such extraordinary agility, that he had been known to scale steep mountain heights bearing a sheep on his shoulders. His cynical effrontery was such that he openly boasted of his crimes. On his death one cold grey November morning, I was deputed to make the post-mortem, and on laying open the skull I found on the occipital part, exactly on the spot where a spine is found in the normal skull, a distinct depression which I named median occipital fossa, because of its situation precisely in the middle of the occiput as in inferior animals, especially rodents. This depression, as in the case of animals, was correlated with the hypertrophy of the vermis, known in birds as the middle cerebellum.

This was not merely an idea, but a revelation. At the sight of that skull, I seemed to see all of a [xiv] sudden, lighted up as a vast plain under a flaming sky, the problem of the nature of the criminal - an atavistic being who reproduces in his person the ferocious instincts of primitive humanity and the inferior animals. Thus were explained anatomically the enormous jaws, high cheek-bones, prominent superciliary arches, solitary lines in the palms, extreme size of the orbits, handle-shaped or sessile ears found in criminals, savages, and apes, insensibility to pain, extremely acute sight, tattooing, excessive idleness, love of orgies, and the irresistible craving for evil for its own sake, the desire not only to extinguish life in the victim, but to mutilate the corpse, tear its flesh, and drink its blood.

I was further encouraged in this bold hypothesis by the results of my studies on Verzeni, a criminal convicted of sadism and rape, who showed the cannibalistic instincts of primitive anthropophagists and the ferocity of beasts of prey. [...]

(pp.xii-xv.)

 
TEXT

[Chapter I: The Born Criminal:] is a man who violates the laws decreed by the State to regulate the relations between its citizens, but the voluminous codes which in past times set forth these laws treat only of crime, never of the criminal. That ignoble multitude whom Dante relegated to the Infernal Regions were consigned by magistrates and judges to the care of gaolers and executioners, who alone deigned to deal with them. The judge, immovable in his doctrine, unshaken by doubts, solemn in all his inviolability and convinced of his wisdom, which no one dared to question, passed sentence without remission according to his whim, and both judge and culprit were equally ignorant of the ultimate effect of the penalties inflicted.

In 1764, the great Italian jurist and economist, Cesare Beccaria first called public attention to those wretched beings, whose confessions (if statements [4] extorted by torture can thus be called) formed the sole foundation for the trial, the sole guide in the application of the punishment, which was bestowed blindly, without formality, without hearing the defence, exactly as though sentence were being passed on abstract symbols, not on human souls and bodies.

The Classical School of Penal Jurisprudence, of which Beccaria was the founder and Francesco Carrara the greatest and most glorious disciple, aimed only at establishing sound judgments and fixed laws to guide capricious and often undiscerning judges in the application of penalties. In writing his great work, the founder of this School was inspired by the highest of all human sentiments — pity; but although the criminal incidentally receives notice, the writings of this School treat only of the application of the law, not of offenders themselves.

This is the difference between the Classical and the Modern School of Penal Jurisprudence. The Classical School based its doctrines on the assumption that all criminals, except in a few extreme cases, are endowed with intelligence and feelings like normal individuals, and that they commit misdeeds consciously, being prompted thereto by their unrestrained desire for evil. The offence alone was considered, [5] and on it the whole existing penal system has been founded, the severity of the sentence meted out to the offender being regulated by the gravity of his misdeed.

The Modern, or Positive, School of Penal Jurisprudence, on the contrary, maintains that the antisocial tendencies of criminals are the result of their physical and psychic organisation, which differs essentially from that of normal individuals; and it aims at studying the morphology and various functional phenomena of the criminal with the object of curing, instead of punishing him. The Modern School is therefore founded on a new science, Criminal Anthropology, which may be defined as the Natural History of the Criminal, because it embraces his organic and psychic constitution and social life, just as anthropology does in the case of normal human beings and the different races.

If we examine a number of criminals, we shall find that they exhibit numerous anomalies in the face, skeleton, and various psychic and sensitive functions, so that they strongly resemble primitive races. It was these anomalies that first drew my father ’s attention to the close relationship between the criminal and the savage and made him suspect that criminal tendencies are of atavistic origin.

When a young doctor at the Asylum in Pavia, he [6] was requested to make a post-mortem examination on a criminal named Vilella, an Italian Jack the Ripper, who by atrocious crimes had spread terror in the Province of Lombardy. Scarcely had he laid open the skull, when he perceived at the base, on the spot where the internal occipital crest or ridge is found in normal individuals, a small hollow, which he called median occipital fossa (see Fig. i). This abnormal character was correlated to a still greater anomaly in the cerebellum, the hypertrophy of the vermis, i.e., the spinal cord which separates the cerebellar lobes lying underneath the cerebral hemispheres. This vermis was so enlarged in the case of Vilella, that it almost formed a small, intermediate cerebellum like that found in the lower types of apes, rodents, and birds. This anomaly is very rare among inferior races, with the exception of the South American Indian tribe of the Aymaras of Bolivia and Peru, in whom it is not infrequently found (40%). It is seldom met with in the insane or other degenerates, but later investigations have shown it to be prevalent in criminals.

[...; fig. Fossette Occipital; 7]

Thus was explained the origin of the enormous jaws, strong canines, prominent zygomae, and strongly developed orbital arches which he had so frequently remarked in criminals, for these peculiarities are common to carnivores and savages, who tear and devour raw flesh. Thus also it was easy to understand why the span of the arms in criminals so often exceeds the height, for this is a characteristic of apes, whose fore-limbs are used in walking and climbing. The other anomalies exhibited by criminals — the scanty beard as opposed to the general hairiness of the body, prehensile foot, diminished number of lines in the palm of the hand, cheekpouches, enormous development of the middle incisors and frequent absence of the lateral ones, flattened nose and angular or sugar-loaf form of the skull, common to criminals and apes; the excessive size of the orbits, which, combined with the hooked nose, so often imparts to criminals the aspect of birds of prey, the projection of the lower part of the face and jaws (prognathism) found in negroes and animals, and supernumerary teeth (amounting in some cases to a double row as in snakes) and cranial bones (epactal bone as in the Peruvian Indians) : all these characteristics pointed to one conclusion, the [8] atavistic origin of the criminal, who reproduces physical, psychic, and functional qualities of remote ancestors. (pp.7-8.)

[..;]

Pictography. One of the strangest characteristics of criminals is the tendency to express their ideas pictorially. While in prison, Troppmann painted the scene of his misdeed, for the purpose of showing that it had been committed by others. We have already mentioned the rude illustrations engraved by the murderer Cavaglia on his pitcher, representing his crime, imprisonment, and suicide. Books, crockery, guns, all the utensils criminals have in constant use, serve as a canvas on which to portray their exploits.

From pictography it is but an easy step to hieroglyphics like those used by ancient peoples. The hieroglyphics of criminals are closely allied to their slang, of which in fact they are only a pictorial representation, and, although largely inspired by the necessity for secrecy, show, in addition, evident atavistic tendencies. (p.43.)

[Author prints signs used but the Sicilian camorra in vertical columns in the margins of pp.44 & 45. ]

Physical and functional Characteristics of Chronic Inebriety. The gravest phenomena, however, are atrophy or degeneration in the liver, heart, stomach, seminal canaliculi, and central nervous system, which give rise to serious functional disturbances; most of all, in the digestion — as manifested by the characteristic gastric catarrh, matutinal vomit and cramp — and in the reproductive system, with resulting impotence. (p.82.)

[...]

Moral Sense — Intelligence. In the place of a weak, clouded, or unbalanced mind and that cynicism and absence of moral sense and natural feelings which distinguish born criminals of the most elevated type and even geniuses, criminaloids generally possess lucidity and balance of mind and may show themselves worthy of guiding the destinies of a nation. The men implicated in the French Panama Scandal and the case of the Banca Romana (Bank of Rome) are instances. When under a cloud of disgrace, instead of that insensibility, cynicism, or levity common to true criminals, they show deep sorrow, shame, and remorse, which not infrequently result in serious illness or death. Their natural affections and other sentiments are normal. [...] (p.106.)

[...]

The well-known cases of mathematical, musical, and artistic prodigies and somnambulists with prophetic gifts, who nevertheless appear to be perfectly imbecile apart from their special talents, are interesting examples of the transition from madness to genius. [..; 285] These instances, carefully classified, form the longest and most important part of The Man of Genius, but it is not necessary to give space to any of these instances here. The proofs of the connection between genius and insanity were supplemented by data supplied by the physical examination of a number of geniuses, compared with insane subjects, and a careful investigation of the ethnical, social, and geographical causes which influence the formation of both types. All the facts elicited demonstrated their complete analogy. [...] It is a well-known fact that a great many men of genius have suffered from epileptic seizures and a still greater number from those symptoms which we have shown to be the equivalent of the seizure. Julius Cffisar, St. Paul, Mahomet, Petrarca, Swift, Peter the Great, Richelieu, Napoleon, Flaubert, Guerrazzi, De Musset, and Dostoyevsky were subject to fits of morbid rage; and Swift, Marlborough, Faraday, and Dickens suffered from vertigo. [...; 286] Baudelaire made use of hashish; and wine evoked the creative spirit in Gluck, Gerard de Nerval, Verlaine, De Musset, Hoffmann, Burns, Coleridge, Poe, Byron, Praga, and Carducci. Gluck was wont to declare that he valued money only because it enabled him to procure wine, and that he loved wine because it inspired him and transported him to the seventh heaven. (pp.284-86.)

[...]

The examination of the senses showed that the normal human female possesses a lower degree of tactile, olfactory, auditory, and visual sensibility than the male, and also, contrary to the hitherto accepted opinion, a diminished moral and dolorific sensibility. Among savage peoples, the female appears to be less sensitive, — that is, more cruel than the male and more inclined to vindictiveness. [...; 293]

A lessened sensibility enables woman to bear with greater ease the pains inherent to childbirth; her refractoriness to all kinds of variation — also that of a degenerate nature — serves to correct morbid heredity and to bring back the race, which owes its continuation to her, to its normal state.

Women commit fewer crimes than men; and offenders of the female sex, generally speaking, exhibit fewer degenerate characteristics. This is due in part to the tenacity with which the female adheres to normality, but also to the deviation caused in her criminality by prostitution. The history of this social phenomenon, and an examination of the anatomy and functions of the types representing this variation of criminality show that the prostitute generally exhibits a greater number of degenerate and criminal characters than the ordinary female offender.

Prostitution is therefore the feminine equivalent of criminality in the male, because it satisfies the desire for licence, idleness, and indecency, characteristic of the criminal nature. (p.292-93.)

Political Crime (Delitto Politico): [...] Revolution is the struggle between the tendency to immobility innate in a community, and the force which urges it to move. Revolution is the historical expression of evolution and has always great and sublime ends in view. It is the struggle against an institution or a system which hinders the progress of a nation, never against any temporary oppression, no matter how unbearable it may be. The French revolution was not a struggle against an individual king or even a dynasty, but against the institutions of monarchy and feudalism; nor was Lutheranism a revolt against any pope, but against the corruption that had invaded the Roman Catholic Church. [296]

A revolution is therefore a slow, constant effort towards progress, preceded by propaganda. In some instances, it may last for years; in others, for centuries, until an entire nation, from the humblest citizen to the most wealthy patrician, is convinced of the necessity of the proposed change, and the habitual misoneism of the masses overcome, the existing order of things being defended by only a few, whose personal interests are bound up in the old system. The ultimate triumph is inevitable, even when the leaders of the movement perish and the first risings are suffocated in blood; nay, death and martyrdom serve only to kindle greater enthusiasm for an ideal, if it be worthy to live. This becomes apparent when we consider the impulse given to Christianity by the crucifixion of its Leader, and to Italian independence by the death of the two brothers, Emilio and Attilio Bandiera.

But bloody episodes are not always essential to the march of a revolution. The triumph of Hungary over Austria was almost a bloodless one, and that of Free Trade in England was effected practically without violence.

[...; 297]

Unlike revolutions, insurrections are always the work of a minority, inspired by an excessive love or hatred of change, who seek forcibly to establish systems or ideas rejected by the majority. Unlike revolutions, also, they may break out for mere temporary causes — a famine, a tax, the tyranny of some official, which suddenly disturbs the tranquil march of daily life ; in many cases they may languish and die without outside interference.

In practice, however, it is extremely difficult to distinguish a revolt from a revolution since the results alone determine its nature, victory being the proof that the ideas have permeated the whole mass of the people.

Political offenders, insurrectionists, and revolutionists are the men who seize the standard of progress and contest every inch of the ground with the masses, who naturally incline towards a dislike of a new order of things. The army of progress is recruited from all ranks and conditions — men of genius, intellectual spirits who are the first to realise the defects of the old system and to conceive a new one, synthesising the needs and aspirations of the people; lunatics, enthusiastic propagandists of the new ideas, which they spread with all the impetuous ardour characteristic of unbalanced minds; criminals, the natural enemies of order, who flock to the standard of revolt and bring to it their special gifts, audacity and contempt of death. (p.296-98.)

Anarchists (Gli Anarchici): [...] The crimes of anarchists tend to mingle with ordinary crimes when certain dreamers attempt to reach their goal by any means possible — theft, or the murder of a few, often innocent, persons. It is easy to realise, therefore, why, with a few exceptions, anarchists are recruited from among ordinary criminals, lunatics, and insane criminals. Investigations made by the author showed that 12 per cent, of the communards were of a criminal type, and this percentage was still higher in anarchists (31 per cent.). Of forty-five anarchists examined at Chicago, 40 per cent, had faces of a criminal cast. The majority of anarchists possess the passions and vices peculiar to ordinary criminals: impulsiveness, love of orgies, lack of natural affections and moral sense; and similar intellectual manifestations, such as slang, ballads, tattooing, hieroglyphics. But there are a greater number of genuine epileptic and hysterical subjects, lunatics, and indirect suicides among anarchists than among ordinary criminals; greater, oo, is the proportion of criminals from passion. [...; 306]

In spite of the fact that anarchists are frequently criminals, their ideas, although often absurd, imply a greater elevation of character than the cynical apathy in which the worst types of criminals are sunk.

Instead of combating violence by violence and dealing out death sentences with a prodigality almost rivalling that of anarchists themselves, the authorities should segregate the most dangerous types or relegate them to distant islands, and adopt exile as a penalty for genuine criminals of passion. However, political liberty and some safety-valve, whereby lawless instincts may be turned into harmless channels, are the best methods for preventing anarchism. (p.305-06.)

 

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